Legislation

Financial Services and Markets Act 2000

2 decisions citing this instrument.

Provisions cited

section 389(1) of the Financial Services and Markets Act 2000section 391 of the Financial Services and Markets Act 2000section 394 of the Financial Services and Markets Act 2000section 55J(2) of the Financial Services and Markets Act 2000section 66 of the Financial Services and Markets Act 2000

Decisions

Alec Finch & Anor v The Financial Conduct Authority

Administrative / Public LawUpper Tribunal (Tax and Chancery Chamber)23 Mar 2026[2026] UKUT 217 (TCC)Added 7 Aug 2026

Alec Finch and his son Robert Finch were directors of AFL Insurance Brokers Limited, a wholesale insurance broker authorised by the Financial Conduct Authority and permitted to hold client money. Alec Finch was appointed a…

Briceamery Capital Ltd v The Financial Conduct Authority

Administrative / Public LawUpper Tribunal (Tax and Chancery Chamber)10 Jul 2026[2026] UKUT 288 (TCC)Added 30 Jul 2026

BriceAmery Capital Ltd ("BCL") is a small firm whose sole fee-earner and director is Mr Nazzim Ishaque. In March 2023 the Financial Ombudsman Service upheld a complaint by a person anonymised as Mr A, who said he had paid BCL…

indemnity costs litigant-in-person legal professional privilege tribunal procedure costs